Where would you turn?
Regulation > Financial Services
Financial Services
Economists and statisticians at AACG Economic Consulting have substantial experience in regulatory matters.
Financial Services
AACG economists, statisticians and programmers have performed analyses of late-trading and rapid-trading that were presented to the SEC and the New York State Attorney General's office.
Mutual Funds and Hedge Funds
We have developed monitoring tools and protocols to identify inappropriate trading behavior, such as Front-Running, Portfolio Pumping/Window Dressing and other trading behaviors that suggest an individual portfolio manager, group, or an entire firm is trading inappropriately. We help Hedge Fund and Mutual Fund clients develop tests that fit the regulatory environment and that are rigorous enough to convince investors that they have the right controls in place to protect investments.
AACG Economic Consulting's expertise in this area is built on our experience developing scientifically defensible analyses of trading behavior for clients who want to test and verify the quality of their trade monitoring. We also have related experience in litigation and have testified for the SEC in this area.
Additional Related Content:
- Scientific Fraud Detection Brochure
- Scientific Fraud Detection Press Release
- Hedge Fund and Mutual Fund Compliance
Q: Where would you turn if the SEC, FINRA and the NY-OAG wanted to schedule a little quality time with your trading records?
A: Some of the largest financial institutions in the world have turned to AACG experts to perform the data analysis and statistical tests that scientifically distinguish between inappropriate and random trading behavior. Not surprising since the SEC and NY-AOG call us too.
Daniel S. Levy, PhD
National Managing Director
617 901 6344
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Tyler Shubert
Business Development Manager
617 338 3030
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